NARA’s Compliance with Homeland Security Presidential Directive 12
NARA OIG initiated this audit to determine whether NARA effectively complied with requirements for accessing NARA facilities and information systems.
Reports - Audit
Audit of NARA's Management Control over Microsoft Access Applications and Databases
This audit was conducted to identify MS Access applications and databases in use across NARA, assess the security controls for those applications and databases, and determine whether NARA is appropriately positioned to accommodate and maintain the applications and databases and security controls after the planned MS Access upgrade to a newer version.
Audit of NARA's Procurement Program
NARA OIG performed this audit to assess the effectiveness and efficiency of NARA's procurement program in acquiring goods and services.
Audit of NARA's FY 2016 Financial Statements
We contracted CliftonLarsonAllen LLP to audit NARA’s financial statements as of September 30, 2016 and 2015, and for the years then ended.
Audit of NARA's Compliance with the Federal Managers' Financial Integrity Act for FY15
NARA OIG audited the NARA's compliance with Circular A-123, FMFIA, and internal guidance related to internal controls. We also evaluated the system of internal controls for NARA program offices, the accuracy of NARA’s Fiscal Year (FY) 2015 FMFIA Assurance Statement, and supporting individual office assurance statements.
Audit of NARA's Information System Inventory
NARA OIG performed this audit to determine if NARA has developed a comprehensive information system inventory to track and monitor all information systems operated ormaintained throughout the agency. We also evaluated NARA’s information systems to determine if they were adequately classified and categorized.
Enterprise-wide Risk Assessment Audit of NARA’s Internal Controls
Cotton & Company LLP independent report on the NARA's enterprise-wide risk assessment of internal controls and the risks to NARA’s mission, operations, and procedures.
Audit of NARA's FY 2015 Compliance with Improper Payment Requirements
The objective of this audit was to determine NARA's compliance with improper payment requirements based on Office of Management and Budget Memorandum 15-02 and OMB Circular A-136.
NARA's Refile Processes at Selected Federal Records Centers
The audit assessed the effectiveness and adequacy of management controls in place for refiles of IRS records at six FRCs: Atlanta, Dayton, Kansas City, Kingsridge, Lee’s Summit, and Lenexa.
Audit of NARA’s Preparation and Planning for the Receipt of President Obama’s Administration’s Records and Artifacts
The objective of this audit was to review the preparation and planning for the transfer of the Obama Administration’s records.